Legislación
US (United States) Code. Title 46. Subtitle II: Vessels and Seamen. Part B. Chapter 33: Inspection generally
-CITE-
46 USC CHAPTER 33 - INSPECTION GENERALLY 01/06/03
-EXPCITE-
TITLE 46 - SHIPPING
Subtitle II - Vessels and Seamen
Part B - Inspection and Regulation of Vessels
CHAPTER 33 - INSPECTION GENERALLY
-HEAD-
CHAPTER 33 - INSPECTION GENERALLY
-MISC1-
Sec.
3301. Vessels subject to inspection.
3302. Exemptions.
3303. Reciprocity for foreign vessels.
3304. Transporting individuals in addition to crew.
3305. Scope and standards of inspection.
3306. Regulations.
3307. Frequency of inspection.
3308. Examinations.
3309. Certificate of inspection.
3310. Records of certification.
3311. Certificate of inspection required.
3312. Display of certificate of inspection.
3313. Compliance with certificate of inspection.
3314. Expiration of certificate of inspection.
3315. Disclosure of defects and protection of informants.
3316. Classification societies.
3317. Fees.
3318. Penalties.
HISTORICAL AND REVISION NOTES
Chapter 33 consolidates the laws governing the inspection and
certification of vessels by the Coast Guard that have developed
over a period in excess of 140 years. The original laws were
directed to the safety of the relatively new and potentially
dangerous steam vessel. The demand for Federal remedial legislation
began during the early 1800's after frequent and disastrous
explosions of steam boilers on passenger vessels. This directly led
to the first maritime safety laws in 1838 that required periodic
inspection and certification of vessels engaged in the
transportation of passengers and freight on the waters of the
United States. This was followed by a more extensive steamboat
inspection law in 1852 which adopted for the first time the
principle of licensing for river pilots and engineers. It also
created a new Federal maritime safety inspection service called the
Federal Inspection Service that eventually became the Bureau of
Marine Inspection and Navigation, whose duties were temporarily
assumed in 1941 and permanently assumed in 1946 by the United
States Coast Guard.
In 1864 the principal inspection and licensing provisions of the
1852 act were made applicable to ferries, towing vessels, and canal
boats. However, steamboat explosions continued with high loss of
life and property. One of the greatest of all disasters, the
destruction of the passenger vessel Sultana by explosion and fire
with a loss of life estimated at more than 1500 lives in April
1865, led to renewed legislation efforts. In 1871 this culminated
with legislation that combined a number of new requirements into a
coherent and unified body of maritime safety laws. At the time of
the adoption of the Revised Statutes in 1874, a maritime safety
code was well established for vessels propelled in whole or in part
by steam.
In the more than 100 years since then, as the public recognized
the need for vessel safety legislation, primarily as the result of
maritime disasters, other classes of vessels were subjected to
Federal inspection or regulatory control. These included vessels
propelled by gas, fluid, naphtha, or electric motors in 1897; sail
vessels and barges carrying passengers for hire in 1898; seagoing
barges in 1908; motorboats in 1910; steam vessels owned by the
Department of Commerce in 1919; seagoing vessels of 300 gross tons
and over on June 20, 1936; all tank vessels carrying flammable or
combustible liquid cargo in bulk regardless of size or means of
propulsion of June 23, 1936; motorboats again in 1940; all vessels
carrying more than six passengers in 1956; tank vessels again in
1978; and offshore supply vessels in 1980. There was also
considerable legislation that amended or supplemented these primary
maritime safety laws.
The net result has been a patchwork quilt of categories and
classifications that requires a tabulation of more than seventy
different classes of inspected vessels. This revision gathers into
one section of the law all classes of vessels that are subject to
inspection and certification without changing the application of
present law as to any one class of vessel. The revision does not
alter the application of the present law so as to expand inspection
requirements to any vessel presently not subject to inspection nor
to remove from inspection any vessel that is presently subject to
inspection.
AMENDMENTS
1996 - Pub. L. 104-324, title VI, Sec. 607(b)(2), Oct. 19, 1996,
110 Stat. 3932, substituted "Classification societies" for "United
States classification societies" in item 3316.
1986 - Pub. L. 99-307, Sec. 1(5)(B), May 19, 1986, 100 Stat. 445,
substituted "Transporting" for "Carrying" in item 3304.
-SECREF-
CHAPTER REFERRED TO IN OTHER SECTIONS
This chapter is referred to in sections 2102, 8101, 8301 of this
title; title 40 section 558.
-End-
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46 USC Sec. 3301 01/06/03
-EXPCITE-
TITLE 46 - SHIPPING
Subtitle II - Vessels and Seamen
Part B - Inspection and Regulation of Vessels
CHAPTER 33 - INSPECTION GENERALLY
-HEAD-
Sec. 3301. Vessels subject to inspection
-STATUTE-
The following categories of vessels are subject to inspection
under this part:
(1) freight vessels.
(2) nautical school vessels.
(3) offshore supply vessels.
(4) passenger vessels.
(5) sailing school vessels.
(6) seagoing barges.
(7) seagoing motor vessels.
(8) small passenger vessels.
(9) steam vessels.
(10) tank vessels.
(11) fish processing vessels.
(12) fish tender vessels.
(13) Great Lakes barges.
(14) oil spill response vessels.
-SOURCE-
(Pub. L. 98-89, Aug. 26, 1983, 97 Stat. 510; Pub. L. 98-364, title
IV, Sec. 402(2), July 17, 1984, 98 Stat. 445; Pub. L. 102-587,
title V, Sec. 5208(b), Nov. 4, 1992, 106 Stat. 5076; Pub. L.
104-324, title XI, Sec. 1104(g), Oct. 19, 1996, 110 Stat. 3967.)
-MISC1-
HISTORICAL AND REVISION NOTES
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Revised section Source section (U.S. Code)
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3301(1) 46:391
46:404
3301(2) 46:1295f(c)
3301(3) 46:404-1
3301(4) 46:390a
46:391
3301(5) 46:390a
3301(6) 46:395
3301(7) 46:367
3301(8) 46:390a
3301(9) 46:362
46:391
46:405
3301(10) 46:391a
--------------------------------------------------------------------
Section 3301 lists all classes of vessels that are subject to
inspection and certification by the Coast Guard. This section
represents one of the sought-after advantages of the bill to
simplify access to the provisions of law governing the regulation
of vessels. Under the present law, a vessel's inspection status
must be determined by examining a table appearing at section
2.01-7A of title 46, Code of Federal Regulations that divides all
vessels into more than 70 separate classes.
It is important to note that while the classes of vessels are now
limited to ten, there is no prohibition against developing
regulations to meet the special needs of various size vessels
within any one category. For example, it is expected that the Coast
Guard will continue the practice of establishing standards for
freight vessels of not more than 100 gross tons and other standards
for larger freight vessels.
It should also be noted that a particular vessel can, when
engaged in various types of operations, be subject to varying
inspection laws. For example, an offshore supply vessel could be
classed as a small passenger vessel or a passenger vessel when it
operates as a crew boat carrying individuals other than those
defined in section 2101(21). If the offshore supply vessel is 500
gross tons and over it would then be subject to inspection as a
seagoing motor vessel, a freight vessel, or a passenger vessel.
AMENDMENTS
1996 - Par. (14). Pub. L. 104-324 added par. (14).
1992 - Par. (13). Pub. L. 102-587 added par. (13).
1984 - Pars. (11), (12). Pub. L. 98-364 added pars. (11) and
(12).
EFFECTIVE DATE OF 1992 AMENDMENT
Amendment by Pub. L. 102-587 effective Nov. 4, 1992, for Great
Lakes barges placed in operation after Nov. 4, 1992, and effective
one year after Nov. 4, 1992, for Great Lakes barges in operation on
Nov. 4, 1992, with provision for interim safety requirements, see
section 5208(c), (d) of Pub. L. 102-587, set out as a note under
section 2101 of this title.
EFFECTIVE DATE
Chapter effective Apr. 15, 1984, see section 2(g)(1) of Pub. L.
98-89, set out as a note under section 3101 of this title.
SHORT TITLE OF 1984 AMENDMENT
Pub. L. 98-498, title II, Sec. 210, Oct. 19, 1984, 98 Stat. 2303,
provided that: "This subtitle [subtitle A (Secs. 210-214) of title
II of Pub. L. 98-498, enacting section 2306 of this title, amending
sections 2301, 3309, 3311, 3318, 6101, and 6103 of this title and
section 183 of the Appendix to this title, and enacting provisions
set out as notes under section 2306 of this title and section 183
of the Appendix to this title] may be cited as the 'Maritime Safety
Act of 1984'."
PILOT PROGRAM
Pub. L. 105-383, title IV, Sec. 412(b), Nov. 13, 1998, 112 Stat.
3432, provided that:
"(1) In general. - The Secretary may establish a pilot program to
exempt a vessel of at least 300 gross tons as measured under
chapter 143 or chapter 145 of title 46, United States Code, from
the requirement to be inspected under section 3301(7) of title 46,
United States Code, as a seagoing motor vessel, if -
"(A) the vessel does not carry any cargo or passengers for
hire;
"(B) the vessel does not engage in commercial service,
commercial fisheries, or oceanographic research; and
"(C) the vessel does not engage in towing.
"(2) Expiration of authority. - The authority to grant the
exemptions under this subsection expires 2 years after the date of
the enactment of this Act [Nov. 13, 1998]. Any specific exemptions
granted under this subsection shall nonetheless remain in effect."
SMALL PASSENGER VESSEL PILOT INSPECTION PROGRAM WITH STATE OF
MINNESOTA
Section 1122 of Pub. L. 104-324 provided that:
"(a) In General. - The Secretary may enter into an agreement with
the State under which the State may inspect small passenger vessels
operating in waters of that State designated by the Secretary, if -
"(1) the State plan for the inspection of small passenger
vessels meets such requirements as the Secretary may require to
ensure the safety and operation of such vessels in accordance
with the standards that would apply if the Coast Guard were
inspecting such vessels; and
"(2) the State will provide such information obtained through
the inspection program to the Secretary annually in such form and
in such detail as the Secretary may require.
"(b) Fees. - The Secretary may adjust or waive the user fee
imposed under section 3317 of title 46, United States Code, for the
inspection of small passenger vessels inspected under the State
program.
"(c) Termination. - The authority provided by subsection (a)
terminates on December 31, 1999.
"(d) Definitions. - For purposes of this section -
"(1) Secretary. - The term 'Secretary' means the Secretary of
the department in which the Coast Guard is operating.
"(2) State. - The term 'State' means the State of Minnesota.
"(3) Small passenger vessel. - The term 'small passenger
vessel' means a small passenger vessel (as defined in section
2101(35) of title 46, United States Code) of not more than 40
feet overall in length."
[For transfer of authorities, functions, personnel, and assets of
the Coast Guard, including the authorities and functions of the
Secretary of Transportation relating thereto, to the Department of
Homeland Security, and for treatment of related references, see
sections 468(b), 551(d), 552(d), and 557 of Title 6, Domestic
Security, and the Department of Homeland Security Reorganization
Plan of November 25, 2002, as modified, set out as a note under
section 542 of Title 6.]
-SECREF-
SECTION REFERRED TO IN OTHER SECTIONS
This section is referred to in sections 2101, 3302 of this title.
-End-
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46 USC Sec. 3302 01/06/03
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TITLE 46 - SHIPPING
Subtitle II - Vessels and Seamen
Part B - Inspection and Regulation of Vessels
CHAPTER 33 - INSPECTION GENERALLY
-HEAD-
Sec. 3302. Exemptions
-STATUTE-
(a) A vessel is not excluded from one category only because the
vessel is -
(1) included in another category of section 3301 of this title;
or
(2) excluded by this section from another category of section
3301 of this title.
(b) Except as provided in subsection (c)(3) of this section, a
fishing vessel (!1) including a vessel chartered part-time as a
fish tender vessel, is exempt from section 3301(1), (7), (11), and
(12) of this title.
(c)(1) Except as provided in paragraph (3) of this subsection, a
fish processing vessel of not more than 5,000 gross tons as
measured under section 14502 of this title, or an alternate tonnage
measured under section 14302 of this title as prescribed by the
Secretary under section 14104 of this title is exempt from section
3301(1), (6), (7), (11), and (12) of this title.
(2) Except as provided in paragraphs (3) and (4) of this
subsection, a fish tender vessel of not more than 500 gross tons as
measured under section 14502 of this title, or an alternate tonnage
measured under section 14302 of this title as prescribed by the
Secretary under section 14104 of this title is exempt from section
3301(1), (6), (7), (11), and (12) of this title.
(3)(A) A fishing vessel or fish processing vessel is exempt from
section 3301(1), (6), and (7) of this title when transporting cargo
(including fisheries-related cargo) to or from a place in Alaska if
-
(i) that place does not receive weekly common carrier service
by water from a place in the United States;
(ii) that place receives such common carrier service and the
cargo is of a type not accepted by that common carrier service;
or
(iii) the cargo is proprietary cargo owned by the owner of the
vessel or any affiliated entity or subsidiary.
(B) A fish tender vessel of not more than 500 gross tons as
measured under section 14502 of this title, or an alternate tonnage
measured under section 14302 of this title as prescribed by the
Secretary under section 14104 of this title, which is qualified to
engage in the Aleutian trade is exempt from section 3301(1), (6),
and (7) of this title when transporting cargo (including
fisheries-related cargo) to or from a place in Alaska outside the
Aleutian trade geographic area if -
(i) that place does not receive weekly common carrier service
by water from a place in the United States;
(ii) that place receives such common carrier service and the
cargo is of a type not accepted by that common carrier service;
or
(iii) the cargo is proprietary cargo owned by the owner of the
vessel or any affiliated entity or subsidiary.
(C) In this paragraph, the term "proprietary cargo" means cargo
that -
(i) is used by the owner of the vessel or any affiliated entity
or subsidiary in activities directly related to fishing or the
processing of fish;
(ii) is consumed by employees of the owner of the vessel or any
affiliated entity or subsidiary who are engaged in fishing or in
the processing of fish; or
(iii) consists of fish or fish products harvested or processed
by the owner of the vessel or any affiliated entity or
subsidiary.
(D) Notwithstanding the restrictions in subparagraph (B) of this
paragraph, vessels qualifying under subparagraph (B) may transport
cargo (including fishery-related products) from a place in Alaska
receiving weekly common carrier service by water to a final
destination in Alaska not receiving weekly service by water from
common carriers.
(4) A fish tender vessel is exempt from section 3301(1), (6), and
(7) of this title when engaged in the Aleutian trade if the vessel
-
(A) is not more than 500 gross tons as measured under section
14502 of this title, or an alternate tonnage measured under
section 14302 of this title as prescribed by the Secretary under
section 14104 of this title;
(B) has an incline test performed by a marine surveyor; and
(C) has written stability instructions posted on board the
vessel.
(d)(1) A motor vessel of less than 150 gross tons as measured
under section 14502 of this title, or an alternate tonnage measured
under section 14302 of this title as prescribed by the Secretary
under section 14104 of this title, constructed before August 23,
1958, is not subject to inspection under section 3301(1) of this
title if the vessel is owned or demise chartered to a cooperative
or association that only transports cargo owned by at least one of
its members on a nonprofit basis between places within the waters
of -
(A) southeastern Alaska shoreward of the Boundary Line; or
(B) southeastern Alaska shoreward of the Boundary Line and -
(i) Prince Rupert, British Columbia; or
(ii) waters of Washington shoreward of the Boundary Line, via
sheltered waters, as defined in article I of the treaty dated
December 9, 1933, between the United States and Canada defining
certain waters as sheltered waters.
(2) The transportation authorized under this subsection is
limited to and from places not receiving annual weekly
transportation service from any part of the United States by an
established water common carrier. However, the limitation does not
apply to transporting cargo of a character not accepted for
transportation by that carrier.
(e) A vessel laid up, dismantled, or out of commission is exempt
from inspection.
(f) Section 3301(4) and (8) of this title does not apply to an
oceanographic research vessel because it is carrying scientific
personnel.
(g)(1) Except when compliance with major structural or major
equipment requirements is necessary to remove an especially
hazardous condition, an offshore supply vessel is not subject to
regulations or standards for those requirements if the vessel -
(A) was operating as an offshore supply vessel before January
2, 1979; or
(B) was contracted for before January 2, 1979, and entered into
service as an offshore supply vessel before October 6, 1980.
(2) After December 31, 1988, this subsection does not apply to an
offshore supply vessel that is at least 20 years of age.
(h) An offshore supply vessel operating on January 1, 1979, under
a certificate of inspection issued by the Secretary, is subject to
an inspection standard or requirement only if the standard or
requirement could have been prescribed for the vessel under
authority existing under law on October 5, 1980.
(i)(1) The Secretary may issue a permit exempting a vessel from
any part of the requirements of this part for vessels transporting
cargo, including bulk fuel, from one place in Alaska to another
place in Alaska only if the vessel -
(A) is not more than 300 gross tons as measured under section
14502 of this title, or an alternate tonnage measured under
section 14302 of this title as prescribed by the Secretary under
section 14104 of this title;
(B) is in a condition that does not present an immediate threat
to the safety of life or the environment; and
(C) was operating in the waters off Alaska as of June 1, 1976,
or the vessel is a replacement for a vessel that was operating in
the waters off Alaska as of June 1, 1976, if the vessel being
replaced is no longer in service.
(2) Except in a situation declared to be an emergency by the
Secretary, a vessel operating under a permit may not transport
cargo to or from a place if the cargo could be transported by
another commercial vessel that is reasonably available and that
does not require exemptions to operate legally or if the cargo
could be readily transported by overland routes.
(3) A permit may be issued for a specific voyage or for not more
than one year. The permit may impose specific requirements about
the amount or type of cargo to be carried, manning, the areas or
specific routes over which the vessel may operate, or other similar
matters. The duration of the permit and restrictions contained in
the permit shall be at the sole discretion of the Secretary.
(4) A designated Coast Guard official who has reason to believe
that a vessel issued a permit is in a condition or is operated in a
manner that creates an immediate threat to the safety of life or
the environment or is operated in a manner that is inconsistent
with the terms of the permit, may direct the master or individual
in charge to take immediate and reasonable steps to safeguard life
and the environment, including directing the vessel to a port or
other refuge.
(5) If a vessel issued a permit creates an immediate threat to
the safety of life or the environment, or is operated in a manner
inconsistent with the terms of the permit or the requirements of
paragraph (2) of this subsection, the permit may be revoked. The
owner, charterer, managing operator, agent, master, or individual
in charge of a vessel issued a permit, that willfully permits the
vessel to be operated, or operates, the vessel in a manner
inconsistent with the terms of the permit, is liable to the United
States Government for a civil penalty of not more than $1,000.
(j) Notwithstanding another provision of this chapter, the
Secretary is not required to inspect or prescribe regulations for a
nautical school vessel of not more than 15 gross tons as measured
under section 14502 of this title, or an alternate tonnage measured
under section 14302 of this title as prescribed by the Secretary
under section 14104 of this title -
(1) when used in connection with a course of instruction
dealing with any aspect of maritime education or study; and
(2) operated by -
(A) the United States Merchant Marine Academy; or
(B) a State maritime academy assisted under section 1304 of
the Merchant Marine Act, 1936 (46 App. U.S.C. 1295c).
(k) Only the boiler, engine, and other operating machinery of a
steam vessel that is a recreational vessel of not more than 65 feet
overall in length are subject to inspection under section 3301(9)
of this title.
(l)(1) The Secretary may issue a permit exempting the following
vessels from the requirements of this part for passenger vessels so
long as the vessels are owned by nonprofit organizations and
operated as nonprofit memorials to merchant mariners:
(A) The steamship John W. Brown (United States official number
242209), owned by Project Liberty Ship Baltimore, Incorporated,
located in Baltimore, Maryland.
(B) The steamship Lane Victory (United States official number
248094), owned by the United States Merchant Marine Veterans of
World War II, located in San Pedro, California.
(C) The steamship Jeremiah O'Brien (United States official
number 243622), owned by the National Liberty Ship Memorial,
Inc..(!2)
(D) The SS Red Oak Victory (United States official number
249410), owned by the Richmond Museum Association, located in
Richmond, California.
(E) The SS American Victory (United States official number
248005), owned by Victory Ship, Inc., of Tampa, Florida.
(F) The LST-325, owned by USS LST Ship Memorial, Incorporated,
located in Mobile, Alabama.
(2) The Secretary may issue a permit for a specific voyage or for
not more than one year. The Secretary may impose specific
requirements about the number of passengers to be carried, manning,
the areas or specific routes over which the vessel may operate, or
other similar matters.
(3) A designated Coast Guard official who has reason to believe
that a vessel operating under this subsection is in a condition or
is operated in a manner that creates an immediate threat to life or
the environment or is operated in a manner that is inconsistent
with this section, may direct the master or individual in charge to
take immediate and reasonable steps to safeguard life and the
environment, including directing the vessel to a port or other
refuge.
(m) A seagoing barge is not subject to inspection under section
3301(6) of this title if the vessel is unmanned and does not carry
-
(1) a hazardous material as cargo; or
(2) a flammable or combustible liquid, including oil, in bulk.
-SOURCE-
(Pub. L. 98-89, Aug. 26, 1983, 97 Stat. 510; Pub. L. 98-364, title
IV, Sec. 402(3), July 17, 1984, 98 Stat. 445; Pub. L. 99-307, Sec.
1(3), (4), May 19, 1986, 100 Stat. 444; Pub. L. 101-595, title III,
Sec. 303(a), title VI, Secs. 602(b), 603(2), Nov. 16, 1990, 104
Stat. 2983, 2990, 2993; Pub. L. 103-206, title III, Sec. 311, Dec.
20, 1993, 107 Stat. 2426; Pub. L. 104-324, title VII, Sec. 711,
title XI, Sec. 1110, Oct. 19, 1996, 110 Stat. 3935, 3969; Pub. L.
106-65, div. C, title XXXVI, Sec. 3604, Oct. 5, 1999, 113 Stat.
976; Pub. L. 107-295, title II, Sec. 208, Nov. 25, 2002, 116 Stat.
2098.)
-MISC1-
HISTORICAL AND REVISION NOTES
--------------------------------------------------------------------
Revised section Source section (U.S. Code)
--------------------------------------------------------------------
3302 46:367
46:390
46:391(e)
46:404
46:420
46:442
--------------------------------------------------------------------
Section 3302 does three things. It makes clear that a vessel
included in one of the ten categories of vessels subject to
inspection is not necessarily excluded from another category of
vessel that is subject to inspection. For example, a vessel
inspected and certified as a small passenger vessel would, when
carrying oil or hazardous materials in bulk as cargo or cargo
residue, also have to be inspected as a tank vessel. It makes it
clear that a vessel excluded by section 3302 from the requirements
of inspection in any one of the ten categories is not necessarily
excluded from inspection as a vessel in another category. This
section also contains a number of exemptions for certain classes of
vessels and for those vessels engaged in a specific trade that have
been considered to be of a special circumstance.
AMENDMENTS
2002 - Subsec. (l)(1)(D) to (F). Pub. L. 107-295 added subpars.
(D) to (F).
1999 - Subsec. (l)(1)(C). Pub. L. 106-65 substituted "owned by
the National Liberty Ship Memorial, Inc." for "owned by the United
States Maritime Administration".
1996 - Subsec. (b). Pub. L. 104-324, Sec. 1110(1), substituted
"Except as provided in subsection (c)(3) of this section, a fishing
vessel" for "A fishing vessel,".
Subsec. (c)(1). Pub. L. 104-324, Secs. 711(1), 1110(2),
substituted "Except as provided in paragraph (3) of this
subsection, a fish processing vessel" for "A fish processing
vessel" and inserted "as measured under section 14502 of this
title, or an alternate tonnage measured under section 14302 of this
title as prescribed by the Secretary under section 14104 of this
title" after "5,000 gross tons".
Subsec. (c)(2). Pub. L. 104-324, Secs. 711(2), 1110(3),
substituted "Except as provided in paragraphs (3) and (4) of this
subsection, a fish tender vessel" for "A fish tender vessel" and
inserted "as measured under section 14502 of this title, or an
alternate tonnage measured under section 14302 of this title as
prescribed by the Secretary under section 14104 of this title"
after "500 gross tons".
Subsec. (c)(3). Pub. L. 104-324, Sec. 1110(4), amended par. (3)
generally. Prior to amendment, par. (3) read as follows: "A
fishing, fish processing, or fish tender vessel of not more than
500 gross tons is exempt from section 3301(1), (6), and (7) of this
title if -
"(A) when transporting cargo to or from a place in Alaska -
"(i) that place does not receive weekly common carrier
service by water from a place in the United States; or
"(ii) the cargo is of a type not accepted by that common
carrier service; or
"(B) in the case of a fish tender vessel, the vessel is not
engaged in the Aleutian trade."
Subsec. (c)(4)(A). Pub. L. 104-324, Sec. 711(3), inserted "as
measured under section 14502 of this title, or an alternate tonnage
measured under section 14302 of this title as prescribed by the
Secretary under section 14104 of this title" after "500 gross
tons".
Subsec. (d)(1). Pub. L. 104-324, Sec. 711(4), inserted "as
measured under section 14502 of this title, or an alternate tonnage
measured under section 14302 of this title as prescribed by the
Secretary under section 14104 of this title" after "150 gross
tons".
Subsec. (i)(1)(A). Pub. L. 104-324, Sec. 711(5), inserted "as
measured under section 14502 of this title, or an alternate tonnage
measured under section 14302 of this title as prescribed by the
Secretary under section 14104 of this title" after "300 gross
tons".
Subsec. (j). Pub. L. 104-324, Sec. 711(6), inserted "as measured
under section 14502 of this title, or an alternate tonnage measured
under section 14302 of this title as prescribed by the Secretary
under section 14104 of this title" after "15 gross tons".
1993 - Subsec. (m). Pub. L. 103-206 added subsec. (m).
1990 - Subsec. (c)(3), (4). Pub. L. 101-595, Sec. 602(b), added
pars. (3) and (4).
Subsec. (j)(2)(B). Pub. L. 101-595, Sec. 603(2), substituted "(46
App. U.S.C. 1295c)" for "(46 App. U.S.C. 1295(c))".
Subsec. (l). Pub. L. 101-595, Sec. 303(a), added subsec. (l).
1986 - Subsec. (i)(5). Pub. L. 99-307, Sec. 1(3), substituted
"charterer" for "charter".
Subsec. (k). Pub. L. 99-307, Sec. 1(4), added subsec. (k).
1984 - Subsec. (b). Pub. L. 98-364 amended subsec. (b) generally,
which prior to amendment read as follows: "A motor vessel engaged
in fishing as a regular business, including oystering, clamming,
crabbing, or the kelp or sponge industry, is exempt from section
3301(1), (4), and (7) of this title."
Subsec. (c). Pub. L. 98-364 amended subsec. (c) generally, which
prior to amendment read as follows:
"(1) Before January 1, 1988, a motor vessel is exempt from
section 3301(1), (4), and (7) of this title if the vessel is not
more than 500 gross tons and -
"(A) is a cannery tender or a fishing tender in the salmon or
crab fisheries of Alaska, Oregon, and Washington; and
"(B) only carries cargo to or from vessels in those fisheries
or a facility used in processing or assembling fishery products,
or transports cannery or fishing personnel to or from operating
locations.
"(2) Before January 1, 1988, a vessel is exempt from section
3301(1), (4), (6), and (7) of this title if the vessel is not more
than 5,000 gross tons and is used only in processing and assembling
fishery products in the fisheries of Alaska, Oregon, and
Washington."
EFFECTIVE DATE OF 1990 AMENDMENT
Amendment by section 602(b) of Pub. L. 101-595 effective Nov. 16,
1990, except that requirements imposed by subsec. (c)(4)(B) and
(C), effective six months after Nov. 16, 1990, see section 602(f)
of Pub. L. 101-595, set out as a note under section 4502 of this
title.
-TRANS-
TRANSFER OF FUNCTIONS
For transfer of authorities, functions, personnel, and assets of
the Coast Guard, including the authorities and functions of the
Secretary of Transportation relating thereto, to the Department of
Homeland Security, and for treatment of related references, see
sections 468(b), 551(d), 552(d), and 557 of Title 6, Domestic
Security, and the Department of Homeland Security Reorganization
Plan of November 25, 2002, as modified, set out as a note under
section 542 of Title 6.
-MISC2-
VESSELS REPAIRED OR RETROFITTED FOR MOBILE TRADE FAIR PURPOSES
DEEMED OUT OF COMMISSION
Pub. L. 100-418, title X, Sec. 10003(b), Aug. 23, 1988, 102 Stat.
1573, provided that: "For one year after the date of enactment of
this Act [Aug. 23, 1988], a vessel that is undergoing repair or
retrofitting for use solely for mobile trade fair purposes is
deemed to be out of commission under section 3302(e) of title 46,
United States Code, during the repair or retrofitting."
EXEMPTION OF CERTAIN FISHING AND FISH PROCESSING VESSELS
Section 403 of Pub. L. 98-364, as amended by Pub. L. 99-36, Sec.
3, May 15, 1985, 99 Stat. 68; Pub. L. 101-225, title III, Sec. 306,
Dec. 12, 1989, 103 Stat. 1925, provided that:
"(a) Except as provided in chapter 37 of title 46, United States
Code, and before January 1, 1991, a fishing, fish processing, or
fish tender vessel, that is (1) not more than 500 gross tons and
(2) in operation, or contracted for purchase to be used as a vessel
of this type, before July 1, 1984, may transport cargo to or from a
place in Alaska not receiving weekly transportation service from a
port of the United States by an established water common carrier,
except that the service limitation does not apply to transporting
cargo of a type not accepted by that carrier.
"(b) A fish processing vessel entered into service before January
1, 1988, and more than 1,600 gross tons or entered into service
after December 31, 1987, and having more than 16 individuals on
board primarily employed in the preparation of fish or fish
products is exempt from section 8702(b) of title 46, United States
Code, until 18 months after the date of enactment of this Act [July
17, 1984].
"(c) As used in subsections (a) and (b) of this section, the
terms 'fishing vessel', 'fish processing vessel' and 'fish tender
vessel' shall have the meaning given to such terms in section 2101
of title 46, United States Code."
OFFSHORE SUPPLY VESSELS; TRANSITION PERIOD FOR COMPLIANCE WITH
VESSEL INSPECTION PROVISIONS
Section 2(i) of Pub. L. 98-89, Aug. 26, 1983, 97 Stat. 599,
provided that: "Each offshore supply vessel described in section
3302(g) of title 46 (as enacted by section 1 of this Act), that was
registered with the Secretary of Transportation under section
4426a(7) of the Revised Statutes [former 46 U.S.C. 404-1(7)] but
that has not been inspected by the Secretary shall be held to be in
compliance with all applicable vessel inspection laws pending
verification by actual inspection or until one year after the date
of enactment of this Act [Aug. 26, 1983], whichever is earlier."
-FOOTNOTE-
(!1) So in original. Probably should be followed by a comma.
(!2) So in original.
-End-
-CITE-
46 USC Sec. 3303 01/06/03
-EXPCITE-
TITLE 46 - SHIPPING
Subtitle II - Vessels and Seamen
Part B - Inspection and Regulation of Vessels
CHAPTER 33 - INSPECTION GENERALLY
-HEAD-
Sec. 3303. Reciprocity for foreign vessels
-STATUTE-
Except as provided in chapter 37 of this title, a foreign vessel
of a country having inspection laws and standards similar to those
of the United States and that has an unexpired certificate of
inspection issued by proper authority of its respective country, is
subject to an inspection to ensure that the condition of the vessel
is as stated in its current certificate of inspection. A foreign
country is considered to have inspection laws and standards similar
to those of the United States when it is a party to an
International Convention for Safety of Life at Sea to which the
United States Government is currently a party. A foreign
certificate of inspection may be accepted as evidence of lawful
inspection only when presented by a vessel of a country that has by
its laws accorded to vessels of the United States visiting that
country the same privileges accorded to vessels of that country
visiting the United States.
-SOURCE-
(Pub. L. 98-89, Aug. 26, 1983, 97 Stat. 512; Pub. L. 102-587, title
V, Sec. 5210(a), Nov. 4, 1992, 106 Stat. 5076; Pub. L. 104-324,
title XI, Sec. 1111, Oct. 19, 1996, 110 Stat. 3970.)
-MISC1-
HISTORICAL AND REVISION NOTES
--------------------------------------------------------------------
Revised section Source section (U.S. Code)
--------------------------------------------------------------------
3303 46:362(a)
46:390c
46:391a(3)
--------------------------------------------------------------------
Section 3303 acknowledges the international concept of comity
with respect to recognizing inspection laws and standards for
foreign flag vessels that are similar to those of the United
States. If a foreign nation is signatory to the International
Convention for Safety of Life at Sea, it is presumed to have
similar standards. However, reciprocity requirements for foreign
flag tank vessels are included in chapter 37. Subsection (b)
provides for a mutual waiver of fees for the inspection of foreign
vessels carrying passengers from the United States.
AMENDMENTS
1996 - Pub. L. 104-324 struck out subsec. (a) designation and
subsec. (b) which read as follows: "The Secretary shall collect and
pay to the Treasury the same fees for the inspection of foreign
vessels carrying passengers from the United States that a foreign
country charges vessels of the United States trading to the ports
of that country. The Secretary may waive at any time the collection
of the fees on notice of the proper authorities of any country
concerned that the collection of fees for the inspection of vessels
of the United States has been discontinued."
1992 - Subsec. (a). Pub. L. 102-587, in first sentence, struck
out "only" after "is subject" and substituted "the condition of the
vessel is" for "the condition of the vessel's propulsion equipment
and lifesaving equipment are".
INTERNATIONAL CONVENTION FOR SAFETY OF LIFE AT SEA
For International Conventions for the Safety of Life at Sea to
which the United States has been a party, see section 1602 of Title
33, Navigation and Navigable Waters, and notes thereunder.
-SECREF-
SECTION REFERRED TO IN OTHER SECTIONS
This section is referred to in section 3505 of this title.
-End-
-CITE-
46 USC Sec. 3304 01/06/03
-EXPCITE-
TITLE 46 - SHIPPING
Subtitle II - Vessels and Seamen
Part B - Inspection and Regulation of Vessels
CHAPTER 33 - INSPECTION GENERALLY
-HEAD-
Sec. 3304. Transporting individuals in addition to crew
-STATUTE-
(a) A documented vessel transporting cargo that transports not
more than 12 individuals in addition to the crew on international
voyages, or not more than 16 individuals in addition to the crew on
other voyages, is not subject to inspection as a passenger vessel
or a small passenger vessel if the vessel is otherwise subject to
inspection under this chapter.
(b) Except when subsection (e) of this section applies, before an
individual in addition to the crew is transported on a vessel as
permitted by this section, the owner, charterer, managing operator,
agent, master, or individual in charge of the vessel first shall
notify the individual of the presence on board of dangerous
articles as defined by law, and of other conditions or
circumstances that would constitute a risk of safety to the
individual on board.
(c) A privilege authorized by this section applies to a vessel of
a foreign country that affords a similar privilege to vessels of
the United States in trades not restricted to vessels under its own
flag.
(d) A fishing, fish processing, or fish tender vessel that
transports not more than 12 individuals employed in the fishing
industry in addition to the crew is not subject to inspection as a
passenger or small passenger vessel.
(e) The Secretary may by regulation allow individuals in addition
to the crew to be transported in an emergency or under section 2304
of this title.
-SOURCE-
(Pub. L. 98-89, Aug. 26, 1983, 97 Stat. 513; Pub. L. 98-364, title
IV, Sec. 402(4), July 17, 1984, 98 Stat. 446; Pub. L. 99-307, Sec.
1(5)(A), May 19, 1986, 100 Stat. 444.)
-MISC1-
HISTORICAL AND REVISION NOTES
--------------------------------------------------------------------
Revised section Source section (U.S. Code)
--------------------------------------------------------------------
3304 46:390-393
46:882
--------------------------------------------------------------------
Section 3304 permits the carriage of not more than 12 individuals
in addition to the crew on international voyages or not more than
16 individuals in addition to the crew on other voyages without
subjecting a documented vessel carrying cargo to the inspection
requirements of a passenger vessel. This section permits the bulk
of vessels subject to the International Convention for Safety of
Life at Sea to carry up to 12 passengers and to permit other cargo
vessels, primarily those engaged in the coastwise trade, to carry
up to 16 passengers without being categorized as passenger vessels.
It also requires that these individuals be notified of the presence
of dangerous articles or other conditions or circumstances that
constitute a risk of safety. This is of prime importance on tank
vessels that carry flammable or hazardous cargoes.
AMENDMENTS
1986 - Pub. L. 99-307, Sec. 1(5)(A)(i), substituted
"Transporting" for "Carrying" in section catchline.
Subsec. (a). Pub. L. 99-307, Sec. 1(5)(A)(ii), substituted
"transporting cargo that transports" for "carrying cargo that
carries" and inserted "if the vessel is otherwise subject to
inspection under this chapter".
Subsec. (b). Pub. L. 99-307, Sec. 1(5)(A)(iii), substituted
"Except when subsection (e) of this section applies, before" for
"Before" and "transported" for "carried".
Subsec. (c). Pub. L. 99-307, Sec. 1(5)(A)(iv), substituted "A
privilege" for "The privilege".
Subsec. (e). Pub. L. 99-307, Sec. 1(5)(A)(v), added subsec. (e).
1984 - Subsec. (d). Pub. L. 98-364 added subsec. (d).
-SECREF-
SECTION REFERRED TO IN OTHER SECTIONS
This section is referred to in section 3318 of this title.
-End-
-CITE-
46 USC Sec. 3305 01/06/03
-EXPCITE-
TITLE 46 - SHIPPING
Subtitle II - Vessels and Seamen
Part B - Inspection and Regulation of Vessels
CHAPTER 33 - INSPECTION GENERALLY
-HEAD-
Sec. 3305. Scope and standards of inspection
-STATUTE-
(a) The inspection process shall ensure that a vessel subject to
inspection -
(1) is of a structure suitable for the service in which it is
to be employed;
(2) is equipped with proper appliances for lifesaving, fire
prevention, and firefighting;
(3) has suitable accommodations for the crew, sailing school
instructors, and sailing school students, and for passengers on
the vessel if authorized to carry passengers;
(4) is in a condition to be operated with safety to life and
property; and
(5) complies with applicable marine safety laws and
regulations.
(b) If an inspection, or examination under section 3308 of this
title, reveals that a life preserver, lifesaving device, or
firehose is defective and incapable of being repaired, the owner or
master shall destroy the life preserver, lifesaving device, or
firehose in the presence of the official conducting the inspection
or examination.
(c) A nautical school vessel operated by a civilian nautical
school or by an educational institution under section 558 of title
40 shall be inspected like a small passenger vessel or a passenger
vessel, depending on its tonnage.
-SOURCE-
(Pub. L. 98-89, Aug. 26, 1983, 97 Stat. 513; Pub. L. 99-36, Sec.
1(a)(1), May 15, 1985, 99 Stat. 67; Pub. L. 99-640, Sec. 13(e),
Nov. 10, 1986, 100 Stat. 3551; Pub. L. 107-217, Sec. 3(m)(2), Aug.
21, 2002, 116 Stat. 1302.)
-MISC1-
HISTORICAL AND REVISION NOTES
--------------------------------------------------------------------
Revised section Source section (U.S. Code)
--------------------------------------------------------------------
3305 46:369
46:390a
46:391
46:392
46:395
46:404-1
46:405
46:406
46:407
46:408
46:660a
46:881
--------------------------------------------------------------------
Section 3305 consolidates, at one place, the basic scope of
coverage of the inspection process. It is to be noted that the time
difference in enactment of various statutes has resulted in some
anomalies. Thus, for example, R.S. 4417 (46 U.S.C. 391) which had
originally set periods of inspection and vested authority in "local
inspectors" was expanded over the years to provide the base for
inspection of certain classes of vessels as well as setting out the
periods and scope. The distillation of inspection objectives and
standards in later laws and the transfer of all functions of
separately created bureaus and functionaries to the Coast Guard
permit this consolidation. There are those who have a desire to see
the scope and standards of inspection be more specific in law
similar to those presently applicable to boilers and boiler plating
that predate 1871. The Committee believes this serves no useful
purpose since the specifics are either antiquated or too limiting
and have, in fact, been superceded by the statutorily authorized
adoption of various industrial specifications, standards, and codes
by the Coast Guard. These include the American Bureau of Shipping
(ABS), American Society of Mechanical Engineers (ASME), American
National Standards Institute (ANSI), American Society for Testing
and Materials (ASTM), American Welding Society (AWS), Underwriters
Laboratories (UL), and many others. In addition, Coast Guard
regulations must also implement and conform to the numerous
international maritime safety treaties to which the United States
is signatory. The Committee expects that the regulatory flexibility
being provided will not reduce the present vessel inspection
requirements that have been historically developed.
Section 3305(a) establishes the statutory scope of the Coast
Guard's vessel inspection authority and duty. The inspection
process shall ensure that a vessel is of suitable structure,
equipment, and accommodations, is maintained in an operating
condition consistent with safety of life and property, and complies
with applicable marine safety laws and regulations.
Subsection (b) requires that defective life preservers and
firehose be destroyed in the presence of the inspecting official,
normally a qualified Coast Guard marine inspector. The Committee
believes that if this equipment is defective for use on an
inspected vessel, it should be destroyed so that it cannot be used
on an uninspected or recreational vessel.
Subsection (c) provides flexibility in the inspection of various
sizes of nautical school vessels.
AMENDMENTS
2002 - Subsec. (c). Pub. L. 107-217 substituted "section 558 of
title 40" for "section 13 of the Coast Guard Authorization Act of
1986".
1986 - Subsec. (c). Pub. L. 99-640 inserted "or by an educational
institution under section 13 of the Coast Guard Authorization Act
of 1986".
1985 - Subsec. (b). Pub. L. 99-36 substituted "lifesaving" and
"life preserver, lifesaving device, or firehose" for "life-saving"
and "life preserver or firehose", respectively.
-End-
-CITE-
46 USC Sec. 3306 01/06/03
-EXPCITE-
TITLE 46 - SHIPPING
Subtitle II - Vessels and Seamen
Part B - Inspection and Regulation of Vessels
CHAPTER 33 - INSPECTION GENERALLY
-HEAD-
Sec. 3306. Regulations
-STATUTE-
(a) To carry out this part and to secure the safety of
individuals and property on board vessels subject to inspection,
the Secretary shall prescribe necessary regulations to ensure the
proper execution of, and to carry out, this part in the most
effective manner for -
(1) the design, construction, alteration, repair, and operation
of those vessels, including superstructures, hulls, fittings,
equipment, appliances, propulsion machinery, auxiliary machinery,
boilers, unfired pressure vessels, piping, electric
installations, and accommodations for passengers and crew,
sailing school instructors, and sailing school students;
(2) lifesaving equipment and its use;
(3) firefighting equipment, its use, and precautionary measures
to guard against fire;
(4) inspections and tests related to paragraphs (1), (2), and
(3) of this subsection; and
(5) the use of vessel stores and other supplies of a dangerous
nature.
(b)(1) Equipment and material subject to regulation under this
section may not be used on any vessel without prior approval of the
Secretary.
(2) Except with respect to use on a public vessel, the Secretary
may treat an approval of equipment or materials by a foreign
government as approval by the Secretary for purposes of paragraph
(1) if the Secretary determines that -
(A) the design standards and testing procedures used by that
government meet the requirements of the International Convention
for the Safety of Life at Sea, 1974;
(B) the approval of the equipment or material by the foreign
government will secure the safety of individuals and property on
board vessels subject to inspection; and
(C) for lifesaving equipment, the foreign government -
(i) has given equivalent treatment to approvals of lifesaving
equipment by the Secretary; and
(ii) otherwise ensures that lifesaving equipment approved by
the Secretary may be used on vessels that are documented and
subject to inspection under the laws of that country.
(c) In prescribing regulations for sailing school vessels, the
Secretary shall consult with representatives of the private sector
having experience in the operation of vessels likely to be
certificated as sailing school vessels. The regulations shall -
(1) reflect the specialized nature of sailing school vessel
operations, and the character, design, and construction of
vessels operating as sailing school vessels; and
(2) include requirements for notice to sailing school
instructors and sailing school students about the specialized
nature of sailing school vessels and applicable safety
regulations.
(d) In prescribing regulations for nautical school vessels
operated by the United States Merchant Marine Academy or by a State
maritime academy (as defined in section 1302(3) of the Merchant
Marine Act, 1936 (46 App. U.S.C. 1295a(3))), the Secretary shall
consider the function, purpose, and operation of the vessels, their
routes, and the number of individuals who may be carried on the
vessels.
(e) When the Secretary finds it in the public interest, the
Secretary may suspend or grant exemptions from the requirements of
a regulation prescribed under this section related to lifesaving
and firefighting equipment, muster lists, ground tackle and
hawsers, and bilge systems.
(f) In prescribing regulations for offshore supply vessels, the
Secretary shall consider the characteristics, methods of operation,
and the nature of the service of offshore supply vessels.
(g) In prescribing regulations for fish processing or fish tender
vessels, the Secretary shall consult with representatives of the
private sector having experience in the operation of these vessels.
The regulations shall reflect the specialized nature and economics
of fish processing or fish tender vessel operations and the
character, design, and construction of fish processing or fish
tender vessels.
(h) The Secretary shall establish appropriate structural fire
protection, manning, operating, and equipment requirements for
vessels of at least 100 gross tons but less than 300 gross tons as
measured under section 14502 of this title, or an alternate tonnage
measured under section 14302 of this title as prescribed by the
Secretary under section 14104 of this title carrying not more than
150 passengers on domestic voyages, which meet the eligibility
criteria of section 2113(4) of this title.
(i) The Secretary shall establish appropriate structural fire
protection, manning, operating, and equipment requirements for
former public vessels of the United States of at least 100 gross
tons but less that 500 gross tons as measured under section 14502
of this title, or an alternate tonnage measured under section 14302
of this title as prescribed by the Secretary under section 14104 of
this title carrying not more than 150 passengers on domestic
voyages, which meet the eligibility criteria of section 2113(5) of
this title.
-SOURCE-
(Pub. L. 98-89, Aug. 26, 1983, 97 Stat. 513; Pub. L. 98-364, title
IV, Sec. 402(5), July 17, 1984, 98 Stat. 446; Pub. L. 103-206,
title V, Sec. 512(a), Dec. 20, 1993, 107 Stat. 2442; Pub. L.
104-324, title VI, Sec. 604(a), (c), title VII, Sec. 712, Oct. 19,
1996, 110 Stat. 3930, 3931, 3936.)
-MISC1-
HISTORICAL AND REVISION NOTES
--------------------------------------------------------------------
Revised section Source section (U.S. Code)
--------------------------------------------------------------------
3306 46:366
46:369
46:375
46:390b
46:392
46:404
46:408
46:411
46:412
46:416
46:420
46:445
46:459
46:473
46:477
46:478
46:479
46:481
46:482
46:483
46:489
46:526p
46:1295f(c)
--------------------------------------------------------------------
Section 3306 contains broad authority to prescribe regulations
for the proper inspection and certification of vessels. It provides
regulatory flexibility for meeting technological changes. The
section also permits flexibility in prescribing regulations for
nautical school vessels operated by the United States Merchant
Marine Academy or by a State maritime academy. The Secretary may
suspend or grant exemptions to certain limited inspection
requirements when the Secretary finds that this is necessary in the
public interest. It also contains the requirement that in
regulating offshore supply vessels consideration must be given to
the special nature of their operations.
AMENDMENTS
1996 - Subsec. (a)(4). Pub. L. 104-324, Sec. 604(c), substituted
"paragraphs (1), (2), and (3)" for "clauses (1)-(3)".
Subsec. (b). Pub. L. 104-324, Sec. 604(a), amended subsec. (b)
generally. Prior to amendment, subsec. (b) read as follows:
"Equipment subject to regulation under this section may not be used
on any vessel without prior approval as prescribed by regulation."
Subsec. (h). Pub. L. 104-324, Sec. 712(1), inserted "as measured
under section 14502 of this title, or an alternate tonnage measured
under section 14302 of this title as prescribed by the Secretary
under section 14104 of this title" after "300 gross tons".
Subsec. (i). Pub. L. 104-324, Sec. 712(2), inserted "as measured
under section 14502 of this title, or an alternate tonnage measured
under section 14302 of this title as prescribed by the Secretary
under section 14104 of this title" after "500 gross tons".
1993 - Subsecs. (h), (i). Pub. L. 103-206 added subsecs. (h) and
(i).
1984 - Subsec. (g). Pub. L. 98-364 added subsec. (g).
REGULATIONS
Section 512(b), (c) of Pub. L. 103-206 provided that:
"(b) The Secretary of Transportation shall, within twenty-four
months of the date of enactment of this Act [Dec. 20, 1993],
prescribe regulations establishing the structural fire protection,
manning, operating, and equipment requirements for vessels which
meet the requirements of subsections (h) and (i) of section 3306 of
title 46, United States Code, as amended by this Act.
"(c) Before the Secretary of Transportation prescribes
regulations under subsections (h) and (i) of section 3306 of title
46, United States Code, as amended by this Act, the Secretary may
prescribe the route, service, manning, and equipment for those
vessels based on existing passenger vessel and small passenger
vessel regulations."
FOREIGN APPROVALS
Section 604(b) of Pub. L. 104-324 provided that: "The Secretary
of Transportation, in consultation with other interested Federal
agencies, shall work with foreign governments to have those
governments approve the use of the same equipment and materials on
vessels documented under the laws of those countries that the
Secretary requires on United States documented vessels."
INTERNATIONAL CONVENTION FOR SAFETY OF LIFE AT SEA
For International Conventions for the Safety of Life at Sea to
which the United States has been a party, see section 1602 of Title
33, Navigation and Navigable Waters, and notes thereunder.
-SECREF-
SECTION REFERRED TO IN OTHER SECTIONS
This section is referred to in sections 3313, 3318 of this title.
-End-
-CITE-
46 USC Sec. 3307 01/06/03
-EXPCITE-
TITLE 46 - SHIPPING
Subtitle II - Vessels and Seamen
Part B - Inspection and Regulation of Vessels
CHAPTER 33 - INSPECTION GENERALLY
-HEAD-
Sec. 3307. Frequency of inspection
-STATUTE-
Each vessel subject to inspection under this part shall undergo
an initial inspection for certification before being put into
service. After being put into service -
(1) each passenger vessel, nautical school vessel, and small
passenger vessel allowed to carry more than 12 passengers on a
foreign voyage shall be inspected at least once a year; and
(2) any other vessel shall be inspected at least once every 5
years.
-SOURCE-
(Pub. L. 98-89, Aug. 26, 1983, 97 Stat. 514; Pub. L. 104-324, title
VI, Sec. 605(a), Oct. 19, 1996, 110 Stat. 3931.)
-MISC1-
HISTORICAL AND REVISION NOTES
--------------------------------------------------------------------
Revised section Source section (U.S. Code)
--------------------------------------------------------------------
3307(1) 46:391(c)
46:1295f(c)
3307(2) 46:390a(a)
46:404-1(6)(i)
3307(3) 46:391(b)
46:392(b)
46:404-1(6)(ii)
--------------------------------------------------------------------
Section 3307 requires each vessel subject to inspection to
undergo an initial inspection prior to being placed in service.
This is normally started during the construction or reconstruction
phase and is a continuing process until final certification for
operation in a particular trade. Subsequent periodic inspections
are also required for various types of vessels. It is to be noted
that a freight vessel of less than 100 gross tons shall be
inspected at 3 year intervals while the larger freight vessel has a
2 year inspection period. This is being done to retain the existing
procedure of issuing 3 year certificates of inspection to smaller
vessels, however, this does not prevent periodic inspections or
examinations at intervening periods.
AMENDMENTS
1996 - Par. (1). Pub. L. 104-324, Sec. 605(a)(1), substituted ",
nautical school vessel, and small passenger vessel allowed to carry
more than 12 passengers on a foreign voyage" for "and nautical
school vessel" and inserted "and" at end.
Pars. (2), (3). Pub. L. 104-324, Sec. 605(a)(2), (3),
redesignated par. (3) as (2), substituted "5 years" for "2 years",
and struck out former par. (2) which read as follows: "each small
passenger vessel, freight vessel or offshore supply vessel of less
than 100 gross tons, and sailing school vessel shall be inspected
at least once every 3 years; and".
-SECREF-
SECTION REFERRED TO IN OTHER SECTIONS
This section is referred to in sections 3308, 3309 of this title.
-End-
-CITE-
46 USC Sec. 3308 01/06/03
-EXPCITE-
TITLE 46 - SHIPPING
Subtitle II - Vessels and Seamen
Part B - Inspection and Regulation of Vessels
CHAPTER 33 - INSPECTION GENERALLY
-HEAD-
Sec. 3308. Examinations
-STATUTE-
In addition to inspections required by section 3307 of this
title, the Secretary shall examine or have examined -
(1) each vessel subject to inspection at proper times to ensure
compliance with law and regulations; and
(2) crewmember accommodations on each vessel subject to
inspection at least once a month or when the vessel enters United
States ports to ensure that the accommodations are -
(A) of the size required by law and regulations;
(B) properly ventilated and in a clean and sanitary
condition; and
(C) equipped with proper plumbing and mechanical appliances
required by law and regulations, and the appliances are in good
working condition.
-SOURCE-
(Pub. L. 98-89, Aug. 26, 1983, 97 Stat. 514; Pub. L. 104-324, title
VI, Sec. 603(c), Oct. 19, 1996, 110 Stat. 3930.)
-MISC1-
HISTORICAL AND REVISION NOTES
--------------------------------------------------------------------
Revised section Source section (U.S. Code)
--------------------------------------------------------------------
3308 46:435
46:660a
46:660b
--------------------------------------------------------------------
Section 3308 requires the Secretary to carry out additional
inspections as might be necessary to ensure compliance with
applicable laws and regulations, and to ensure that accommodations
are maintained in a sanitary condition and that all appliances are
in good working order.
AMENDMENTS
1996 - Pub. L. 104-324 inserted "or have examined" after
"examine" in introductory provisions.
-SECREF-
SECTION REFERRED TO IN OTHER SECTIONS
This section is referred to in section 3305 of this title.
-End-
-CITE-
46 USC Sec. 3309 01/06/03
-EXPCITE-
TITLE 46 - SHIPPING
Subtitle II - Vessels and Seamen
Part B - Inspection and Regulation of Vessels
CHAPTER 33 - INSPECTION GENERALLY
-HEAD-
Sec. 3309. Certificate of inspection
-STATUTE-
(a) When an inspection under section 3307 of this title has been
made and a vessel has been found to be in compliance with the
requirements of law and regulations, a certificate of inspection,
in a form prescribed by the Secretary, shall be issued to the
vessel.
(b) The Secretary may issue a temporary certificate of inspection
in place of a regular certificate of inspection issued under
subsection (a) of this section.
(c) At least 30 days before the current certificate of inspection
issued to a vessel under subsection (a) of this section expires,
the owner, charterer, managing operator, agent, master, or
individual in charge of the vessel shall submit to the Secretary in
writing a notice that the vessel -
(1) will be required to be inspected; or
(2) will not be operated so as to require an inspection.
-SOURCE-
(Pub. L. 98-89, Aug. 26, 1983, 97 Stat. 515; Pub. L. 98-498, title
II, Sec. 211(a), Oct. 19, 1984, 98 Stat. 2303; Pub. L. 104-324,
title VI, Sec. 606, Oct. 19, 1996, 110 Stat. 3931.)
-MISC1-
HISTORICAL AND REVISION NOTES
--------------------------------------------------------------------
Revised section Source section (U.S. Code)
--------------------------------------------------------------------
3309 46:390c
46:391a(8)
46:395(d)
46:399
--------------------------------------------------------------------
Section 3309 provides for the issuance of a certificate of
inspection that attests to the fact that the vessel has been found
to be in compliance with the applicable maritime safety laws and
regulations. Under this provision the Coast Guard can issue a
temporary certificate of inspection upon compliance with the
applicable laws or regulations to facilitate the preparation,
processing, and forwarding of the regular certificate of inspection
to the vessel. A temporary certificate does not imply less than
satisfactory compliance.
AMENDMENTS
1996 - Subsec. (c). Pub. L. 104-324 struck out "(but not more
than 60 days)" after "30 days" in introductory provisions.
1984 - Subsec. (c). Pub. L. 98-498 added subsec. (c).
EFFECTIVE DATE OF 1984 AMENDMENT
Amendment by Pub. L. 98-498 effective 180 days after Oct. 19,
1984, see section 214 of Pub. L. 98-498, set out as an Effective
Date note under section 2306 of this title.
-SECREF-
SECTION REFERRED TO IN OTHER SECTIONS
This section is referred to in sections 3311, 3312, 3318 of this
title.
-End-
-CITE-
46 USC Sec. 3310 01/06/03
-EXPCITE-
TITLE 46 - SHIPPING
Subtitle II - Vessels and Seamen
Part B - Inspection and Regulation of Vessels
CHAPTER 33 - INSPECTION GENERALLY
-HEAD-
Sec. 3310. Records of certification
-STATUTE-
The Secretary shall keep records of certificates of inspection of
vessels and of all acts in the examination and inspection of
vessels, whether of approval or disapproval.
-SOURCE-
(Pub. L. 98-89, Aug. 26, 1983, 97 Stat. 515.)
-MISC1-
HISTORICAL AND REVISION NOTES
--------------------------------------------------------------------
Revised section Source section (U.S. Code)
--------------------------------------------------------------------
3310 46:414
--------------------------------------------------------------------
Section 3310 contains the requirement for maintaining inspection
records.
-End-
-CITE-
46 USC Sec. 3311 01/06/03
-EXPCITE-
TITLE 46 - SHIPPING
Subtitle II - Vessels and Seamen
Part B - Inspection and Regulation of Vessels
CHAPTER 33 - INSPECTION GENERALLY
-HEAD-
Sec. 3311. Certificate of inspection required
-STATUTE-
(a) Except as provided in subsection (b), a vessel subject to
inspection under this part may not be operated without having on
board a certificate of inspection issued under section 3309 of this
title.
(b) The Secretary may direct the owner, charterer, managing
operator, agent, master, or individual in charge of a vessel
subject to inspection under this chapter and not having on board a
certificate of inspection -
(1) to have the vessel proceed to mooring and remain there
until a certificate of inspection is issued;
(2) to take immediate steps necessary for the safety of the
vessel, individuals on board the vessel, or the environment; or
(3) to have the vessel proceed to a place to make repairs
necessary to obtain a certificate of inspection.
-SOURCE-
(Pub. L. 98-89, Aug. 26, 1983, 97 Stat. 515; Pub. L. 98-498, title
II, Sec. 211(b), Oct. 19, 1984, 98 Stat. 2304.)
-MISC1-
HISTORICAL AND REVISION NOTES
--------------------------------------------------------------------
Revised section Source section (U.S. Code)
--------------------------------------------------------------------
3311 46:390c
46:395
46:399
--------------------------------------------------------------------
Section 3311 prohibits the operation of a vessel subject to
inspection without having on board a valid certificate of
inspection.
AMENDMENTS
1984 - Pub. L. 98-498 designated existing provisions as subsec.
(a), substituted "Except as provided in subsection (b), a vessel"
for "A vessel", struck out "valid" before "certificate of
inspection", and added subsec. (b).
-SECREF-
SECTION REFERRED TO IN OTHER SECTIONS
This section is referred to in section 3318 of this title.
-End-
-CITE-
46 USC Sec. 3312 01/06/03
-EXPCITE-
TITLE 46 - SHIPPING
Subtitle II - Vessels and Seamen
Part B - Inspection and Regulation of Vessels
CHAPTER 33 - INSPECTION GENERALLY
-HEAD-
Sec. 3312. Display of certificate of inspection
-STATUTE-
The certificate of inspection issued to a vessel under section
3309 of this title shall be displayed, suitably framed, in a
conspicuous place on the vessel. When it is not practicable to so
display the certificate, it shall be carried in the manner
prescribed by regulation.
-SOURCE-
(Pub. L. 98-89, Aug. 26, 1983, 97 Stat. 515.)
-MISC1-
HISTORICAL AND REVISION NOTES
--------------------------------------------------------------------
Revised section Source section (U.S. Code)
--------------------------------------------------------------------
3312 46:400
--------------------------------------------------------------------
Section 3312 requires the conspicuous display of the certificate
of inspection to provide notice that the vessel is in compliance
with applicable maritime safety laws and regulations. The section
also applies to the posting of the temporary certificate of
inspection.
-End-
-CITE-
46 USC Sec. 3313 01/06/03
-EXPCITE-
TITLE 46 - SHIPPING
Subtitle II - Vessels and Seamen
Part B - Inspection and Regulation of Vessels
CHAPTER 33 - INSPECTION GENERALLY
-HEAD-
Sec. 3313. Compliance with certificate of inspection
-STATUTE-
(a) During the term of a vessel's certificate of inspection, the
vessel must be in compliance with its conditions, unless relieved
by a suspension or an exemption granted under section 3306(e) of
this title.
(b) When a vessel is not in compliance with its certificate or
fails to meet a standard prescribed by this part or a regulation
prescribed under this part -
(1) the owner, charterer, managing operator, agent, master, or
individual in charge shall be ordered in writing to correct the
noted deficiencies promptly;
(2) the Secretary may permit any repairs to be made at a place
most convenient to the owner, charterer, or managing operator
when the Secretary decides the repairs can be made with safety to
those on board and the vessel;
(3) the vessel may be required to cease operating at once; and
(4) if necessary, the certificate shall be suspended or
revoked.
(c) The vessel's certificate of inspection shall be revoked if a
condition unsafe to life that is ordered to be corrected under this
section is not corrected at once.
(d) The owner, charterer, managing operator, agent, master, or
individual in charge of a vessel whose certificate has been
suspended or revoked shall be given written notice immediately of
the suspension or revocation. The owner or master may appeal to the
Secretary the suspension or revocation within 30 days of receiving
the notice, as provided by regulations prescribed by the Secretary.
-SOURCE-
(Pub. L. 98-89, Aug. 26, 1983, 97 Stat. 515.)
-MISC1-
HISTORICAL AND REVISION NOTES
--------------------------------------------------------------------
Revised section Source section (U.S. Code)
--------------------------------------------------------------------
3313 46:390c
46:391a(8)
46:435
--------------------------------------------------------------------
Section 3313 requires a vessel to be maintained in a condition so
as to always be in compliance with the applicable laws and
regulations. Here the master, owner, or other responsible party is
required to maintain the vessel to inspection standards and to
correct all deficiencies observed. When a vessel is not in
compliance with its certificate the responsible parties shall be
ordered in writing to correct the deficiencies promptly. The
section provides flexibility as to when and where these
deficiencies may be corrected consistent with the safety of the
vessel and crew. The section provides authority to require the
vessel to cease operating or, if necessary, to suspend or revoke
its certificate of inspection when found not to be in compliance
with its certificate or regulations. The owner or master, or other
responsible party must be given written notice and may appeal this
action within 30 days of receiving the notice.
-End-
-CITE-
46 USC Sec. 3314 01/06/03
-EXPCITE-
TITLE 46 - SHIPPING
Subtitle II - Vessels and Seamen
Part B - Inspection and Regulation of Vessels
CHAPTER 33 - INSPECTION GENERALLY
-HEAD-
Sec. 3314. Expiration of certificate of inspection
-STATUTE-
(a) If the certificate of inspection of a vessel expires when the
vessel is on a foreign voyage, the vessel may complete the voyage
to a port of the United States within 30 days of the expiration of
the certificate without incurring the penalties for operating
without a certificate of inspection.
(b) If the certificate of inspection would expire within 15 days
of sailing on a foreign voyage from a United States port, the
vessel shall secure a new certificate of inspection before sailing,
unless the voyage is scheduled to be completed prior to the
expiration date of the certificate. If a voyage scheduled to be
completed in that time is not so completed, the applicable
penalties may be enforced unless the failure to meet the schedule
was beyond the control of the owner, charterer, managing operator,
agent, master, or individual in charge of the vessel.
(c) When the certificate of inspection of a foreign vessel
carrying passengers, operated on a regularly established line,
expires at sea after leaving the country to which it belongs or
when the vessel is in the United States, the Secretary may permit
the vessel to sail on its regular route without further inspection
than would have been required had the certificate not expired. This
permission applies only when the vessel will be regularly inspected
and issued a certificate before the vessel's next return to the
United States.
-SOURCE-
(Pub. L. 98-89, Aug. 26, 1983, 97 Stat. 516.)
-MISC1-
HISTORICAL AND REVISION NOTES
--------------------------------------------------------------------
Revised section Source section (U.S. Code)
--------------------------------------------------------------------
3314 46:362
46:399
--------------------------------------------------------------------
Section 3314 contains the procedures for when a vessel's
certificate of inspection expires while on a foreign voyage.
-End-
-CITE-
46 USC Sec. 3315 01/06/03
-EXPCITE-
TITLE 46 - SHIPPING
Subtitle II - Vessels and Seamen
Part B - Inspection and Regulation of Vessels
CHAPTER 33 - INSPECTION GENERALLY
-HEAD-
Sec. 3315. Disclosure of defects and protection of informants
-STATUTE-
(a) Each individual licensed under part E of this subtitle shall
assist in the inspection or examination under this part of the
vessel on which the individual is serving, and shall point out
defects and imperfections known to the individual in matters
subject to regulations and inspection. The individual also shall
make known to officials designated to enforce this part, at the
earliest opportunity, any marine casualty producing serious injury
to the vessel, its equipment, or individuals on the vessel.
(b) An official may not disclose the name of an individual
providing information under this section, or the source of the
information, to a person except a person authorized by the
Secretary. An official violating this subsection is liable to
disciplinary action under applicable law.
-SOURCE-
(Pub. L. 98-89, Aug. 26, 1983, 97 Stat. 516.)
-MISC1-
HISTORICAL AND REVISION NOTES
--------------------------------------------------------------------
Revised section Source section (U.S. Code)
--------------------------------------------------------------------
3315 46:234
--------------------------------------------------------------------
Section 3315 requires an individual holding a license issued by
the Coast Guard to assist inspection authorities and to make
defects and imperfections known to those authorities. Anyone
licensed also has a duty to report any marine casualty producing
serious injury to the vessel, its equipment, or individuals on
board the vessel. These licensed individuals who have this
statutorily imposed duty to disclose are also protected by
prohibiting any government official from disclosing the identity or
source of the information except as authorized by the Secretary.
-End-
-CITE-
46 USC Sec. 3316 01/06/03
-EXPCITE-
TITLE 46 - SHIPPING
Subtitle II - Vessels and Seamen
Part B - Inspection and Regulation of Vessels
CHAPTER 33 - INSPECTION GENERALLY
-HEAD-
Sec. 3316. Classification societies
-STATUTE-
(a) Each department, agency, and instrumentality of the United
States Government shall recognize the American Bureau of Shipping
as its agent in classifying vessels owned by the Government and in
matters related to classification, as long as the Bureau is
maintained as an organization having no capital stock and paying no
dividends. The Secretary and the Secretary of Transportation each
shall appoint one representative (except when the Secretary is the
Secretary of Transportation, in which case the Secretary shall
appoint both representatives) who shall represent the Government on
the executive committee of the Bureau. The Bureau shall agree that
the representatives shall be accepted by it as active members of
the committee. The representatives shall serve without
compensation, except for necessary traveling expenses.
(b)(1) The Secretary may delegate to the American Bureau of
Shipping or another classification society recognized by the
Secretary as meeting acceptable standards for such a society, for a
vessel documented or to be documented under chapter 121 of this
title, the authority to -
(A) review and approve plans required for issuing a certificate
of inspection required by this part;
(B) conduct inspections and examinations; and
(C) issue a certificate of inspection required by this part and
other related documents.
(2) The Secretary may make a delegation under paragraph (1) to a
foreign classification society only -
(A) to the extent that the government of the foreign country in
which the society is headquartered delegates authority and
provides access to the American Bureau of Shipping to inspect,
certify, and provide related services to vessels documented in
that country; and
(B) if the foreign classification society has offices and
maintains records in the United States.
(3) When an inspection or examination has been delegated under
this subsection, the Secretary's delegate -
(A) shall maintain in the United States complete files of all
information derived from or necessarily connected with the
inspection or examination for at least 2 years after the vessel
ceases to be certified; and
(B) shall permit access to those files at all reasonable times
to any officer, employee, or member of the Coast Guard designated
-
(i) as a marine inspector and serving in a position as a
marine inspector; or
(ii) in writing by the Secretary to have access to those
files.
-SOURCE-
(Pub. L. 98-89, Aug. 26, 1983, 97 Stat. 516; Pub. L. 104-324, title
VI, Sec. 607(a), (b)(1), Oct. 19, 1996, 110 Stat. 3931, 3932.)
-MISC1-
HISTORICAL AND REVISION NOTES
--------------------------------------------------------------------
Revised section Source section (U.S. Code)
--------------------------------------------------------------------
3316 46:9 (less (c))
46:369
46:881
--------------------------------------------------------------------
Section 3316 prescribes the relationship between certain
classification societies and the Federal Government with respect to
the promotion of maritime safety and the security of life and
property at sea. Briefly stated, a classification society, like the
American Bureau of Shipping (ABS), establishes and administers
standards for the design, construction, and periodic survey of
commercial vessels, yachts, and other marine structures.
Classification certifies adherence to these standards, thus
representing that a vessel or structure possesses the structural
and mechanical fitness required for its intended service.
The section requires that a Federal department, agency, or
instrumentality recognize the American Bureau of Shipping as its
agent for classing vessels owned by the Federal Government and in
any matters related to classification. In effect, the ABS has a
statutory monopoly on classing vessels of the United States
Government. Additionally, the section contains the authority to
permit the Secretary to rely on reports, documents, and
certificates issued by a classification society that is similar to
the American Bureau of Shipping. However, a "similar classification
society" continues to mean one that is organized like the American
Bureau of Shipping with attendant governmental representation.
AMENDMENTS
1996 - Pub. L. 104-324, Sec. 607(b)(1), substituted
"Classification societies" for "United States classification
societies" in section catchline.
Subsec. (a). Pub. L. 104-324, Sec. 607(a)(3), which directed the
substitution of "American Bureau of Shipping" for "Bureau", was
executed by making the substitution the first place appearing, to
reflect the probable intent of Congress.
Pub. L. 104-324, Sec. 607(a)(1), (2), redesignated subsec. (b) as
(a) and struck out former subsec. (a) which read as follows: "In
carrying out this part, the Secretary may rely on reports,
documents, and certificates issued by the American Bureau of
Shipping or a similar United States classification society, or an
agent of the Bureau or society."
Subsec. (b). Pub. L. 104-324, Sec. 607(a)(2), (4), redesignated
subsec. (c) as (b), added pars. (1) and (2), redesignated former
par. (2) as (3), and struck out former par. (1) which read as
follows: "To the maximum extent practicable, the Secretary may
delegate to the Bureau or a similar United States classification
society, or an agent of the Bureau or society, the inspection or
examination, in the United States or in a foreign country, of a
vessel documented or to be documented as a vessel of the United
States. The Bureau, society, or agent may issue the certificate of
inspection required by this part and other certificates essential
to documentation." Former subsec. (b) redesignated (a).
Subsec. (c). Pub. L. 104-324, Sec. 607(a)(2), redesignated
subsec. (c) as (b).
Subsec. (d). Pub. L. 104-324, Sec. 607(a)(1), struck out subsec.
(d) which read as follows: "The Secretary also may make an
agreement with or use the Bureau or a similar United States
classification society, or an agent of the Bureau or society, for
reviewing and approving plans required for issuing a certificate of
inspection."
-TRANS-
TRANSFER OF FUNCTIONS
For transfer of authorities, functions, personnel, and assets of
the Coast Guard, including the authorities and functions of the
Secretary of Transportation relating thereto, to the Department of
Homeland Security, and for treatment of related references, see
sections 468(b), 551(d), 552(d), and 557 of Title 6, Domestic
Security, and the Department of Homeland Security Reorganization
Plan of November 25, 2002, as modified, set out as a note under
section 542 of Title 6.
-End-
-CITE-
46 USC Sec. 3317 01/06/03
-EXPCITE-
TITLE 46 - SHIPPING
Subtitle II - Vessels and Seamen
Part B - Inspection and Regulation of Vessels
CHAPTER 33 - INSPECTION GENERALLY
-HEAD-
Sec. 3317. Fees
-STATUTE-
(a) The Secretary may prescribe by regulation fees for inspecting
or examining a small passenger vessel or a sailing school vessel.
(b) When an inspection or examination under this part of a
documented vessel or a foreign vessel is conducted at a foreign
port or place at the request of the owner or managing operator of
the vessel, the owner or operator shall reimburse the Secretary for
the travel and subsistence expenses incurred by the personnel
assigned to perform the inspection or examination. Amounts received
as reimbursement for these expenses shall be credited to the
appropriation for operating expenses of the Coast Guard.
-SOURCE-
(Pub. L. 98-89, Aug. 26, 1983, 97 Stat. 517; Pub. L. 102-587, title
V, Sec. 5211, Nov. 4, 1992, 106 Stat. 5076.)
-MISC1-
HISTORICAL AND REVISION NOTES
--------------------------------------------------------------------
Revised section Source section (U.S. Code)
--------------------------------------------------------------------
3317 46:390a(b)
46:382b-1
--------------------------------------------------------------------
Section 3317 provides the regulatory authority for prescribing
fees for the inspection of small passenger vessels and sailing
school vessels. Although section 2110 generally prohibits fees of
this nature, this provision is consistent with the exception that
permits specific statutory authorization for fee collection.
Subsection (b) requires the reimbursement of expenses for the
conduct of an inspection or examination at a foreign port or place
when done there for the convenience of the owner or operator of the
vessel.
AMENDMENTS
1992 - Subsec. (b). Pub. L. 102-587 substituted "under this part
of a documented vessel or a foreign vessel" for "under this chapter
of a documented vessel".
-TRANS-
TRANSFER OF FUNCTIONS
For transfer of authorities, functions, personnel, and assets of
the Coast Guard, including the authorities and functions of the
Secretary of Transportation relating thereto, to the Department of
Homeland Security, and for treatment of related references, see
sections 468(b), 551(d), 552(d), and 557 of Title 6, Domestic
Security, and the Department of Homeland Security Reorganization
Plan of November 25, 2002, as modified, set out as a note under
section 542 of Title 6.
-End-
-CITE-
46 USC Sec. 3318 01/06/03
-EXPCITE-
TITLE 46 - SHIPPING
Subtitle II - Vessels and Seamen
Part B - Inspection and Regulation of Vessels
CHAPTER 33 - INSPECTION GENERALLY
-HEAD-
Sec. 3318. Penalties
-STATUTE-
(a) Except as otherwise provided in this part, the owner,
charterer, managing operator, agent, master, or individual in
charge of a vessel operated in violation of this part or a
regulation prescribed under this part, and a person violating a
regulation that applies to a small passenger vessel, freight vessel
of less than 100 gross tons as measured under section 14502 of this
title, or an alternate tonnage measured under section 14302 of this
title as prescribed by the Secretary under section 14104 of this
title, or sailing school vessel, are liable to the United States
Government for a civil penalty of not more than $5,000. The vessel
also is liable in rem for the penalty.
(b)(1) A person that knowingly manufactures, sells, offers for
sale, or possesses with intent to sell, any equipment subject to
this part, and the equipment is so defective as to be insufficient
to accomplish the purpose for which it is intended, commits a class
D felony.
(2) A person commits a class D felony if the person -
(A) alters or services lifesaving, fire safety, or any other
equipment subject to this part for compensation; and
(B) by that alteration or servicing, intentionally renders that
equipment unsafe and unfit for the purpose for which it is
intended.
(c) A person that employs a means or device whereby a boiler may
be subjected to a pressure greater than allowed by the terms of the
vessel's certificate of inspection commits a class D felony.
(d) A person that deranges or hinders the operation of any
machinery or device employed on a vessel to denote the state of
steam or water in any boiler or to give warning of approaching
danger, or permits the water level of any boiler when in operation
of a vessel to fall below its prescribed low-water line, commits a
class D felony.
(e) A person that alters, defaces, obliterates, removes, or
destroys any plans or specifications required by and approved under
a regulation prescribed under section 3306 of this title, with
intent to deceive or impede any official of the United States in
carrying out that official's duties, commits a class A misdemeanor.
(f) A person commits a class D felony.(!1) if the person -
(1) forges or counterfeits with intent to make it appear
genuine any mark or stamp prescribed for material to be tested
and approved under section 3306 of this title or a regulation
prescribed under section 3306;
(2) knowingly uses, affixes, or causes to be used or affixed,
any such forged or counterfeited mark or stamp to or on material
of any description;
(3) with fraudulent intent, possesses any such mark, stamp, or
other device knowing it to be forged or counterfeited; or
(4) with fraudulent intent, marks or causes to be marked with
the trademark or name of another, material required to be tested
and approved under section 3306 of this title or a regulation
prescribed under section 3306.
(g) A person is liable to the Government for a civil penalty of
not more than $5,000, if the person -
(1) interferes with the inspection of a nautical school vessel;
(2) violates a regulation prescribed for a nautical school
vessel;
(3) is an owner of a nautical school vessel operated in
violation of this part; or
(4) is an officer or member of the board of directors of a
school, organization, association, partnership, or corporation
owning a nautical school vessel operated in violation of a
regulation prescribed for a nautical school vessel.
(h) An owner, charterer, managing operator, agent, master, or
individual in charge of a vessel that fails to give the notice
required by section 3304(b) of this title is liable to the
Government for a civil penalty of not more than $1,000. The vessel
also is liable in rem for the penalty.
(i) A person violating section 3309(c) of this title is liable to
the Government for a civil penalty of not more than $1,000.
(j)(1) An owner, charterer, managing operator, agent, master, or
individual in charge of a vessel required to be inspected under
this chapter operating the vessel without the certificate of
inspection is liable to the Government for a civil penalty of not
more than $10,000 for each day during which the violation occurs,
except when the violation involves operation of a vessel of less
than 1,600 gross tons as measured under section 14502 of this
title, or an alternate tonnage measured under section 14302 of this
title as prescribed by the Secretary under section 14104 of this
title, the penalty is not more than $2,000 for each day during
which the violation occurs. The vessel also is liable in rem for
the penalty.
(2) A person is not liable for a penalty under this subsection if
-
(A) the owner, charterer, managing operator, agent, master, or
individual in charge of the vessel has notified the Secretary
under section 3309(c) of this title;
(B) the owner, charterer, managing operator, agent, master, or
individual in charge of the vessel has complied with all other
directions and requirements for obtaining an inspection under
this part; and
(C) the Secretary believes that unforeseen circumstances exist
so that it is not feasible to conduct a scheduled inspection
before the expiration of the certificate of inspection.
(k) The owner, charterer, managing operator, agent, master, or
individual in charge of a vessel failing to comply with a direction
issued by the Secretary under section 3311(b) of this title is
liable to the Government for a civil penalty of not more than
$10,000 for each day during which the violation occurs. The vessel
also is liable in rem for the penalty.
(l) A person committing an act described by subsections (b)-(f)
of this section is liable to the Government for a civil penalty of
not more than $5,000. If the violation involves the operation of a
vessel, the vessel also is liable in rem for the penalty.
-SOURCE-
(Pub. L. 98-89, Aug. 26, 1983, 97 Stat. 517; Pub. L. 98-498, title
II, Sec. 211(c), Oct. 19, 1984, 98 Stat. 2304; Pub. L. 99-307, Sec.
1(6), May 19, 1986, 100 Stat. 445; Pub. L. 101-380, title IV, Sec.
4302(b), Aug. 18, 1990, 104 Stat. 538; Pub. L. 104-324, title III,
Sec. 310, title VII, Sec. 713, Oct. 19, 1996, 110 Stat. 3919,
3936.)
-MISC1-
HISTORICAL AND REVISION NOTES
--------------------------------------------------------------------
Revised section Source section (U.S. Code)
--------------------------------------------------------------------
3318 46:369(e)
46:390d
46:398
46:403
46:407
46:408
46:410
46:413
46:436
46:481(d)
46:1295f(d)(2), (3)
--------------------------------------------------------------------
Section 3318 provides for a number of specific civil and criminal
penalties.
AMENDMENTS
1996 - Subsec. (a). Pub. L. 104-324, Sec. 713(1), inserted "as
measured under section 14502 of this title, or an alternate tonnage
measured under section 14302 of this title as prescribed by the
Secretary under section 14104 of this title" after "100 gross
tons".
Subsec. (b)(1). Pub. L. 104-324, Sec. 310, designated existing
provisions as par. (1) and added par. (2).
Subsec. (j)(1). Pub. L. 104-324, Sec. 713(2), inserted "as
measured under section 14502 of this title, or an alternate tonnage
measured under section 14302 of this title as prescribed by the
Secretary under section 14104 of this title" after "1,600 gross
tons".
1990 - Subsec. (b). Pub. L. 101-380, Sec. 4302(b)(1), substituted
"commits a class D felony" for "shall be fined not more than
$10,000, imprisoned for not more than 5 years, or both".
Subsec. (c). Pub. L. 101-380, Sec. 4302(b)(2), substituted
"commits a class D felony" for "shall be fined not more than
$5,000, imprisoned for not more than 5 years, or both".
Subsec. (d). Pub. L. 101-380, Sec. 4302(b)(3), substituted
"commits a class D felony" for "shall be fined not more than
$5,000, imprisoned for not more than 5 years, or both".
Subsec. (e). Pub. L. 101-380, Sec. 4302(b)(4), substituted
"commits a class A misdemeanor" for "shall be fined not more than
$10,000, imprisoned for not more than 2 years, or both".
Subsec. (f). Pub. L. 101-380, Sec. 4302(b)(5), substituted
"commits a class D felony." for "shall be fined not less than
$1,000 but not more than $10,000, and imprisoned for not less than
2 years but not more than 5 years,".
1986 - Subsec. (f). Pub. L. 99-307 in provision preceding par.
(1) substituted "than" for "then" in two places.
1984 - Subsec. (a). Pub. L. 98-498, Sec. 211(c)(1), substituted
"Except as otherwise provided in this part, the" for "The" and "not
more than $5,000" for "$1,000, except that when the violation
involves operation of a barge, the penalty is $500".
Subsec. (c). Pub. L. 98-498, Sec. 211(c)(2), substituted "$5,000"
for "$2,000".
Subsec. (d). Pub. L. 98-498, Sec. 211(c)(3), substituted "$5,000"
for "$2,000".
Subsec. (e). Pub. L. 98-498, Sec. 211(c)(4), substituted
"$10,000" for "$2,000".
Subsec. (f). Pub. L. 98-498, Sec. 211(c)(5), substituted
"$10,000" for "$5,000".
Subsec. (g). Pub. L. 98-498, Sec. 211(c)(6), substituted "is
liable to the Government for a civil penalty of not more than
$5,000" for "shall be fined not more than $10,000, imprisoned for
not more than one year, or both".
Subsec. (h). Pub. L. 98-498, Sec. 211(c)(7), substituted
"Government for a civil penalty of not more than $1,000." for
"United States Government for a civil penalty of not more than
$500."
Subsecs. (i) to (l). Pub. L. 98-498, Sec. 211(c)(8), added
subsecs. (i) to (l).
EFFECTIVE DATE OF 1990 AMENDMENT
Amendment by Pub. L. 101-380 applicable to incidents occurring
after Aug. 18, 1990, see section 1020 of Pub. L. 101-380, set out
as an Effective Date note under section 2701 of Title 33,
Navigation and Navigable Waters.
-FOOTNOTE-
(!1) So in original. The period probably should be a comma.
-End-
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Enviado por: | El remitente no desea revelar su nombre |
Idioma: | inglés |
País: | Estados Unidos |